SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Szoke Thomas Robert

(Last) (First) (Middle)
C/O AUTHID INC. 1385 S. COLORADO BLVD.,
BUILDING A, SUITE 322

(Street)
DENVER CO 80222

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/09/2023
3. Issuer Name and Ticker or Trading Symbol
authID Inc. [ AUID ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.0001 par value per share 365,000 D
Common Stock, $0.0001 par value per share 100,000 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(2) 03/14/2023 03/14/2033 Common Stock, $0.0001 par value per share 100,000 0.33 D
Stock Options 05/05/2021 05/05/2031 Common Stock, $0.0001 par value per share 33,334 7.2 D
Stock Options 09/25/2015 09/25/2025 Common Stock, $0.0001 par value per share 333,333 13.5 D
Explanation of Responses:
1. Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
2. Shares of common stock underlying the stock options vest one third following each annual meeting of stockholders subject to continued service to authID Inc.
Remarks:
/s/ Thomas Szoke 03/21/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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